Daniel Dougherty, financial advisor Springfield PA

Daniel Dougherty

CRD Number: 1428113
Current Firm: Horter Investment Management, LLC

Daniel Dougherty (CRD# 1428113) is an Investment Advisor Representative working at Horter Investment Management, LLC in Springfield, PA and has over 38 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Legalshield Aida, OK Dec 2018 - Current 5
Fusematic Corporation Palm Bay, FL Nov 2018 - Current 5
Prestige Strategies, LLC Chalfont, PA Dec 2017 - Current 6
Absolute Wealth Management, LLC Springfield, PA Apr 2014 - Current 9
Horter Investment Management, LLC Cincinnati, OH Feb 2014 - Current 10
Group Benefits Plus , Inc.. Brookhaven, PA Feb 1994 - Current 30
First Senior Financial Group King Of Prussia, PA Sep 2009 - Apr 2014 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1986
Contact Info for Daniel T. Dougherty
Phone Number: 513-984-9933
Registered State(s):
  • PA
By the Numbers
  • Total Assets Under Management
    227
    MILLIONS
  • Total Number of Accounts
    2,563
    ACCOUNTS
  • Average Account Value
    $88,590
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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