Thomas Brown, financial advisor St. Cloud MN

Thomas Brown

CRD Number: 4261820
Current Firm: Cetera Advisors LLC

Thomas Brown (CRD# 4261820) is an Investment Advisor Representative working at Cetera Advisors LLC in St. Cloud, MN and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
First Allied Securities, Inc. San Diego, CA Apr 2015 - Current 5
Summit Brokerage Services, Inc. Boca Raton, FL Apr 2015 - Current 5
Cetera Advisor Networks LLC El Segundo, CA Feb 2013 - Current 7
Cetera Financial Specialists LLC Schaumburg, IL Feb 2013 - Current 7
Cetera Investment Services LLC Saint Cloud, MN Feb 2013 - Current 7
Cetera Advisors LLC Denver, CO Jan 2013 - Current 8
Girard Securities Inc. San Diego, CA Apr 2015 - Nov 2017 2
Legend Equities Corporation Palm Beach Gardens, FL Apr 2015 - Dec 2016 1
Vsr Financial Services Overland Park, KS Apr 2015 - Nov 2016 1
Investors Capital Corp Lynnfield, MA Apr 2015 - Nov 2016 1
J.p. Turner & Company, LLC Atlanta, GA Apr 2015 - Dec 2015 < 1
Multi-financial Securities Corporation Denver, CO Aug 2004 - Dec 2012 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2006
Contact Info for Thomas J. Brown
Phone Number: 800-929-3485
Registered State(s):
  • CO
By the Numbers
  • Total Assets Under Management
    15,071
    MILLIONS
  • Total Number of Accounts
    58,946
    ACCOUNTS
  • Average Account Value
    $255,680
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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