James McGinty, financial advisor Miami FL

James McGinty

CRD Number: 2813265
Current Firm: Corient

James McGinty (CRD# 2813265) is an Investment Advisor Representative working at Corient in Miami, FL and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Corient Services LLC Miami, FL Jul 2023 - Current < 1
Corient St. Petersburg, FL Dec 2022 - Current 1
Cipw Service Company, LLC Toronto, Jan 2023 - Jul 2023 < 1
Ci Doyle Private Wealth, LLC St. Petersburg, FL Dec 2016 - Mar 2023 6
Pnc Bank Tampa, FL Jul 2013 - Sep 2016 3
Pnc Investments Tampa, FL Jul 2013 - Sep 2016 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1996
S65 NASAA Investment Advisors Law Examination May 2004
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for James J. McGinty
Phone Number: (305) 735-2020
Firm Website: https://www.corient.com
Registered State(s):
  • FL
  • TX
By the Numbers
  • Total Assets Under Management
    94,617
    MILLIONS
  • Total Number of Accounts
    79,738
    ACCOUNTS
  • Average Account Value
    $1,186,599
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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