Richard Holland, financial advisor St. Petersburg FL

Richard Holland

CRD Number: 1350656
Current Firm: Charles Schwab & Company, Inc.

Richard Holland (CRD# 1350656) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in St. Petersburg, FL and has over 11 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab & Company, Inc. Boston, MA Sep 2011 - Current 9
San Francisco Treasury Management Association San Francisco, CA Jan 2010 - Jan 2013 3
State Street Global Markets, LLC Boston, MA Aug 2008 - Sep 2011 3
State Street Bank And Trust Boston, MA Feb 2007 - Sep 2011 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2008
S66 NASAA Uniform Combined State Law Examination Jan 2020
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Richard C. Holland
Phone Number: 415-667-7000
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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