David Lopez, financial advisor Stafford VA
73 score

David Lopez

CRD Number: 5884243
Current Firm: Alphastar Capital Management, LLC

David Lopez (CRD# 5884243) is an Investment Advisor Representative working at Alphastar Capital Management, LLC in Stafford, VA and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Alphastar Capital Management, LLC Stafford, VA Aug 2011 - Current 6
Ilg LLC Stafford, VA Oct 2008 - Current 9
Regal Investment Advisors LLC Kentwood, MI Jan 2011 - Aug 2011 < 1
Vps LLC Stafford, VA Mar 2004 - Oct 2008 4
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Feb 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for David A. Lopez
Phone Number: 855-340-2514
Registered State(s):
  • MD
  • NC
  • VA
By the Numbers
  • Total Assets Under Management
    149
    MILLIONS
  • Total Number of Accounts
    2,660
    ACCOUNTS
  • Average Account Value
    $56,128
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AL, AZ, CA, CO, CT, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MD, MI, MN, MO, MS, MT, NC, NH, NJ, NV, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WI

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BADGES
73

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Advisor profile scores displayed on this site are derived using the following criteria. Step 1: An advisor profile rating starts with a baseline score of 90 points. Step 2: The advisor score is increased from the baseline after screening for 3 criteria: years of experience, industry credentials and completeness of profile. Step 3: The advisor score is decreased after screening for publicly available disclosure events such as litigation or regulatory matters. Such decreases relate to the existence of a disclosure and, in most cases, do not account for timing, magnitude or severity of such disclosure. Many other factors are not considered in the scoring such as financial stability, fees, affiliations and educational background, and you should carefully consider these factors. The criteria are based on information Wealthminder deems helpful and available at the time of the scoring. Scores do not vary based on qualitative feedback from users. Advisor presentation and visibility and allocation of proposals will vary for advisors who pay a marketing plan program fee. Wealthminder does not recommend or provide any warranty or guarantee of the quality or suitability of any specific advisor or products or services offered by such advisor. Please consult regulatory sites for additional information about advisors’ background.