Alice RyuCRD Number: 6267902
Current Firm: Ubs Financial Services Inc.
Alice Ryu (CRD# 6267902) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Stamford, CT and has over 2 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Ubs Financial Services Inc.||Stamford, CT||Nov 2013 - Current||3|
|Nordstrom||Farmington, CT||Oct 2010 - Nov 2013||3|
|Unemployment||Chino Hills, CA||May 2010 - Oct 2010||< 1|
|Mount Holyoke College||South Hadley, MA||Sep 2006 - May 2010||3|
|Unemployment||Chino Hills, CT||Jun 2006 - Sep 2006||< 1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2014|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV