Christopher Auten, financial advisor Stamford CT
93 score

Christopher Auten

CRD Number: 5588191
Current Firm: Relyea Zuckerberg Hanson, LLC

Christopher Auten (CRD# 5588191) is an Investment Advisor Representative working at Relyea Zuckerberg Hanson, LLC in Stamford, CT and has over 5 years of experience in the finance industry.

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Company Name Location Dates Years
Relyea Zuckerberg Hanson, LLC Stamford, CT Sep 2014 - Current 2
Ameriprise Financial Services, Inc. Harrison, NY Nov 2011 - Aug 2014 2
G-2 Trading, LLC New York, NY Feb 2011 - Nov 2011 < 1
Madison Proprietary Trading Group LLC New York, NY Jun 2010 - Feb 2011 < 1
Unparalled Enterprises Las Cruces, NM Aug 2008 - May 2010 1
New Mexico State University Las Cruces, NM Aug 2008 - May 2010 1
Union Bank Of Switzerland Woodland Hills, CA Jun 2008 - Aug 2008 < 1
New Mexico State University Las Cruces, NM Aug 2007 - May 2008 < 1
Unemployed Agoura Hills, CA Jun 2007 - Aug 2007 < 1
Saddleback College Mission Viego, CA Jan 2007 - May 2007 < 1
Cal State University, Northridge Northridge, CA Aug 2005 - Dec 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2011
S65 NASAA Investment Advisors Law Examination Mar 2012
Contact Info for Christopher M. Auten
Phone Number: 203-355-0880
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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