Claudine SpenceCRD Number: 3105453
Current Firm: O'shaughnessy Asset Management, LLC
Claudine Spence (CRD# 3105453) is an Investment Advisor Representative working at O'shaughnessy Asset Management, LLC in Stamford, CT and has over 8 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Quasar Distributors, LLC||Milwaukee, WI||Feb 2011 - Current||5|
|O'shaughnessy Asset Management, LLC||Stamford, CT||Jul 2007 - Current||9|
|Bear Stearns Asset Management||New York, NY||Aug 2006 - Jul 2007||< 1|
|Citigroup Global Markets Inc.||Stamford, CT||Aug 2004 - Aug 2006||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2008|
Total Assets Under Management5,354MILLIONS
Total Number of Accounts3,174ACCOUNTS
Average Account Value$1,686,903
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV