Claudine SpenceCRD Number: 3105453
Current Firm: O'shaughnessy Asset Management, LLC
Claudine Spence (CRD# 3105453) is an Investment Advisor Representative working at O'shaughnessy Asset Management, LLC in Stamford, CT and has over 9 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Quasar Distributors, LLC||Milwaukee, WI||Feb 2011 - Current||6|
|O'shaughnessy Asset Management, LLC||Stamford, CT||Jul 2007 - Current||10|
|Bear Stearns Asset Management||New York, NY||Aug 2006 - Jul 2007||< 1|
|Citigroup Global Markets Inc.||Stamford, CT||Aug 2004 - Aug 2006||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2008|
Total Assets Under Management5,354MILLIONS
Total Number of Accounts3,174ACCOUNTS
Average Account Value$1,686,903
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients