David Karpa, financial advisor Stamford CT

David Karpa

CRD Number: 2948276
Current Firm: Clinton Investment Management, LLC

David Karpa (CRD# 2948276) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has over 25 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Clinton Investment Management Stamford, CT Jul 2017 - Current 6
Cincinnati Asset Management Cincinnati, OH Nov 2005 - Jul 2017 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1998
S65 NASAA Investment Advisors Law Examination May 1999
Contact Info for David A. Karpa
Phone Number: (203) 276-6246
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    2,848
    MILLIONS
  • Total Number of Accounts
    1,402
    ACCOUNTS
  • Average Account Value
    $2,031,331
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, IL, IN, KY, LA, MA, MD, ME, MI, MN, MO, NC, NE, NH, NJ, NV, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA

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