Howard RothmanCRD Number: 1098190
Current Firm: Vision Investment Advisors, LLC
Howard Rothman (CRD# 1098190) is an Investment Advisor Representative working at Vision Investment Advisors, LLC in Stamford, CT and has over 30 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|High Ridge Futures Llc And High Ridge Holding Company LLC||Stamford, CT||Oct 2014 - Current||3|
|Vision Investment Advisors, LLC||New York, NY||Sep 2000 - Current||17|
|Vision Brokerage Services, Inc.||New York, NY||Jul 1999 - Current||18|
|Vision Financial Markets||Stamford, CT||Feb 1988 - Current||29|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 1987|
|S65||NASAA Investment Advisors Law Examination||Jan 2007|
- Regulatory Event
Total Assets Under Management61MILLIONS
Total Number of Accounts111ACCOUNTS
Average Account Value$551,212
- A percentage of assets under your management
- Hourly charges
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, DE, FL, IL, LA, MA, MD, MI, ND, NE, NH, NJ, NV, NY, OR, SD, TN, TX