Hugo Alves, financial advisor Stamford CT

Hugo Alves

CRD Number: 4210960
Current Firm: Northwestern Mutual Investment Services,llc

Hugo Alves (CRD# 4210960) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Stamford, CT and has over 23 years of experience in the finance industry. Hugo Alves has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Life Insurance Company Milwaukee, WI May 2022 - Current 1
Northwestern Mutual Investment Services LLC Stamford, CT May 2022 - Current 1
Northwestern Mutual Wealth Management Company Milwaukee, WI May 2022 - Current 1
Barnum Financial Group Shelton, CT Dec 2020 - Apr 2022 1
Mml Investor Services Shelton, CT Nov 2020 - Apr 2022 1
Mass Mutual Life Insurance Shelton, CT Nov 2020 - Apr 2022 1
Northwestern Mutual Wealth Management Company Milwaukee, WI Sep 2015 - Nov 2020 5
Northwestern Mutual Life Insurance Company Milwaukee, WI Oct 2009 - Nov 2020 11
Northwestern Mutual Investment Services LLC Stamford, CT Oct 2009 - Nov 2020 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2000
S65 NASAA Investment Advisors Law Examination Aug 2000
S66 NASAA Uniform Combined State Law Examination Mar 2012
Contact Info for Hugo M. Alves
Phone Number: 866-664-7737
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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