James O'shaughnessyCRD Number: 1890402
Current Firm: O'shaughnessy Asset Management, LLC
James O'shaughnessy (CRD# 1890402) is an Investment Advisor Representative working at O'shaughnessy Asset Management, LLC in Stamford, CT and has over 28 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Quasar Distributors, LLC||Milwaukee, WI||Aug 2010 - Current||6|
|O'shaughnessy Asset Management, LLC||Stamford, CT||Oct 2007 - Current||9|
|Bear Stearns Asset Management Inc.||New York, NY||Oct 2001 - Mar 2008||6|
|Bear Stearns & Company, Inc.||New York, NY||Oct 2001 - Mar 2008||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1988|
|S66||NASAA Uniform Combined State Law Examination||Aug 2002|
Total Assets Under Management5,354MILLIONS
Total Number of Accounts3,174ACCOUNTS
Average Account Value$1,686,903
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV