James PontoneCRD Number: 1259450
Current Firm: Johnston Asset Management LLC
James Pontone (CRD# 1259450) is an Investment Advisor Representative working at Johnston Asset Management LLC in Stamford, CT and has over 23 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|The Winchester Group Inc.||New York, NY||Jan 2009 - Feb 2011||2|
|Ark Securities Company, Inc.||New York, NY||Jul 1995 - Jan 2009||13|
|Ark Asset Management Company, Inc.||New York, NY||Jul 1995 - Jan 2009||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Dec 1993|
|S65||NASAA Investment Advisors Law Examination||Dec 2009|
Total Assets Under Management3,959MILLIONS
Total Number of Accounts349ACCOUNTS
Average Account Value$11,344,328
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, CT, DE, FL, IL, MD, MI, NH, NJ, NY, OH, PA, TX