John Karafa, financial advisor Stamford CT

John Karafa

CRD Number: 2927594
Current Firm: Vision Investment Advisors, LLC

John Karafa (CRD# 2927594) is an Investment Advisor Representative working at Vision Investment Advisors, LLC in Stamford, CT and has over 22 years of experience in the finance industry.

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Company Name Location Dates Years
High Ridge Futures LLC Stamford, CT Nov 2014 - Current 9
Vision Investment Advisors, LLC Stamford, CT Nov 2013 - Current 10
Vision Financial Markets LLC Stamford, CT Nov 2013 - Current 10
Vision Brokerage Services Stamford, CT Nov 2013 - Current 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2001
S66 NASAA Uniform Combined State Law Examination Mar 2011
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for John M. Karafa
Phone Number: 203-388-2700
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    106
    MILLIONS
  • Total Number of Accounts
    110
    ACCOUNTS
  • Average Account Value
    $966,909
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CT, DE, FL, ID, IL, LA, MA, MI, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TN, TX, VT, WI

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