Jonathan Piazza-Harper
CRD Number: 5560714Current Firm: Northwestern Mutual Investment Services,llc
Jonathan Piazza-Harper (CRD# 5560714) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Stamford, CT and has over 11 years of experience in the finance industry. Jonathan Piazza-Harper has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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Park Avenue Securities LLC
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Cetera Investment Advisers LLC
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American Portfolios Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hugo Alves | Stamford, CT | May 2022 - Current | 1 |
| Northwestern Mutual Investment Services LLC | Stamford, CT | May 2022 - Current | 1 |
| Northwestern Mutual Wealth Management Company | Milwaukee, WI | May 2022 - Current | 1 |
| Mml Investors Services | Shelton, CT | Jan 2021 - May 2022 | 1 |
| Hugo Alves (mass Mutual) | Shelton, CT | Nov 2020 - May 2022 | 1 |
| Mass Mutual Life Insurance Company | Shelton, CT | Nov 2020 - May 2022 | 1 |
| Northwestern Mutual Wealth Management | Milwaukee, WI | Oct 2015 - Nov 2020 | 5 |
| Northwestern Mutual Investment Services, LLC | Westport, CT | Mar 2012 - Nov 2020 | 8 |
| Hugo Alves | Stamford, CT | Mar 2012 - Nov 2020 | 8 |
| Topside Detailing, LLC | Beverly, MA | Jul 2007 - Jul 2018 | 11 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2012 |
| S65 | NASAA Investment Advisors Law Examination | Sep 2012 |
- CT
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Fixed fees (other than subscription fees)
- Other
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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