Katherine McCaffrey, financial advisor Stamford CT

Katherine McCaffrey

CRD Number: 6776165
Current Firm: Citigroup Global Markets Inc.

Katherine McCaffrey (CRD# 6776165) is an Investment Advisor Representative working at Citigroup Global Markets Inc. in Stamford, CT and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Citigroup New York, NY Jul 2019 - Current 1
Penn State University State College, PA Aug 2015 - May 2019 3
Greenwich High School Greenwich, CT Sep 2011 - Jun 2015 3
Central Middle School Greenwich, CT Sep 2008 - Jun 2011 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2019
Contact Info for Katherine L. McCaffrey
Phone Number: 212-816-6000
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    32,924
    MILLIONS
  • Total Number of Accounts
    49,409
    ACCOUNTS
  • Average Account Value
    $666,364
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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