Katherine Stockton, financial advisor Stamford CT

Katherine Stockton

CRD Number: 3085173
Current Firm: Fairlead Strategies

Katherine Stockton (CRD# 3085173) is an Investment Advisor Representative working at Fairlead Strategies in Stamford, CT and has over 23 years of experience in the finance industry.

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Company Name Location Dates Years
Fairlead Strategies Stamford, CT Feb 2018 - Current 3
Btig LLC Greenwich, CT Sep 2013 - Jan 2018 4
Mkm Partners LLC Greenwich, CT Aug 2004 - Sep 2013 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1998
S65 NASAA Investment Advisors Law Examination May 2018
Contact Info for Katherine T. Stockton
Phone Number: 203-872-6500
Registered State(s):
  • CA
  • CT
  • IL
  • MA
  • NE
  • NY
  • TX
Current Firm Details
Fairlead Strategies
Firm's CRD Number: 297384
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Portfolio management for investment companies (as well as "business development companies")
  • Publication of periodicals or newsletters
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

CA, CT, IL, MA, NE, NY, TX

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