Katherine StocktonCRD Number: 3085173
Current Firm: Fairlead Strategies
Katherine Stockton (CRD# 3085173) is an Investment Advisor Representative working at Fairlead Strategies in Stamford, CT and has over 23 years of experience in the finance industry.
Park Avenue Securities LLC
American Portfolios Advisors, Inc.
Citigroup Global Markets Inc.
|Fairlead Strategies||Stamford, CT||Feb 2018 - Current||3|
|Btig LLC||Greenwich, CT||Sep 2013 - Jan 2018||4|
|Mkm Partners LLC||Greenwich, CT||Aug 2004 - Sep 2013||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1998|
|S65||NASAA Investment Advisors Law Examination||May 2018|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Portfolio management for investment companies (as well as "business development companies")
- Publication of periodicals or newsletters
- Market timing services
- Educational seminars/workshops
CA, CT, IL, MA, NE, NY, TX
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