Lloyd McCleanCRD Number: 5897052
Current Firm: Axa Advisors, LLC
Lloyd McClean (CRD# 5897052) is an Investment Advisor Representative working at Axa Advisors, LLC in Stamford, CT and has over 6 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Axa Advisors, LLC||New York, NY||Jun 2012 - Current||4|
|Unemployed||Stamford, CT||Dec 2011 - Jun 2012||< 1|
|David Lerner Associates, Inc.||Darien, CT||Mar 2011 - Nov 2011||< 1|
|Unemployed||Stamford, CT||Jan 2011 - Mar 2011||< 1|
|Mobile Fields||Westport, CT||Feb 2010 - Jan 2011||< 1|
|Juice Media||Westport, CT||Jan 2008 - Feb 2010||2|
|Moses Mcclean||New York City, NY||Jan 1998 - Jan 2009||11|
|Ric Allen Creative||Scottsdale, AZ||Jan 1996 - Jan 2008||12|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2011|
|S65||NASAA Investment Advisors Law Examination||Oct 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Judgments / Liens
Total Assets Under Management9,867MILLIONS
Total Number of Accounts40,093ACCOUNTS
Average Account Value$246,096
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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