Mark Steffen, financial advisor Stamford CT

Mark Steffen

CRD Number: 1430657
Current Firm: Clinton Investment Management, LLC

Mark Steffen (CRD# 1430657) is an Investment Advisor Representative working at Clinton Investment Management, LLC in Stamford, CT and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Clinton Investment Management Stamford, CT Jun 2017 - Current 4
Academy Securities New York, NY Nov 2014 - May 2017 2
Unemployed Westport, CT Oct 2013 - Nov 2014 1
Belle Haven Investments Greenwich, CT Feb 1996 - Sep 2013 17
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1988
S65 NASAA Investment Advisors Law Examination Feb 2005
Contact Info for Mark W. Steffen
Phone Number: (203) 276-6246
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    1,048
    MILLIONS
  • Total Number of Accounts
    371
    ACCOUNTS
  • Average Account Value
    $2,825,906
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

CA, CT, FL, GA, IL, MA, MD, MN, NC, NH, NJ, NY, RI, TX, VA

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