Melissa SpohnCRD Number: 5273789
Current Firm: Ubs Financial Services Inc.
Melissa Spohn (CRD# 5273789) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Stamford, CT and has over 10 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Ubs Financial Services Inc.||Stamford, CT||Jan 2012 - Current||5|
|Unemployed||Wilton, CT||Feb 2011 - Jan 2012||< 1|
|Jp Morgan Securities Inc,||Greenwich, CT||Jan 2007 - Feb 2011||4|
|Jp Morgan Chase Bank||Greenwich, CT||Aug 1991 - Feb 2011||19|
|Bear, Stearns & Company Inc.||New York, NY||Oct 2008 - Oct 2008||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2007|
|S66||NASAA Uniform Combined State Law Examination||Oct 2008|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops