Michael Riolo, financial advisor Stamford CT
93 score

Michael Riolo

CRD Number: 3011228
Current Firm: Raymond James Financial Services Advisors, Inc.

Michael Riolo (CRD# 3011228) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Stamford, CT and has over 15 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James Financial Service,inc Stanford, CT Jun 2015 - Current 1
Raymond James Financial Services Advisors Inc. Stamford, CT Jun 2015 - Current 1
Cadaret, Grant & Company, Inc. Scarsdale, NY Jun 2014 - Mar 2015 < 1
Littman Krooks LLP White Plains, NY Jun 2012 - Jun 2014 2
Morgan Stanley Smith Barney New York, NY Nov 2010 - Jun 2012 1
Mccarthy Fingar LLP White Plains, NY Sep 2009 - Nov 2010 1
Keane & Beane, P.c. White Plains, NY Oct 2007 - May 2009 1
Mccarthy Fingar LLP White Plains, NY Jul 2007 - Aug 2007 < 1
Bedford Central School District Mount Kisco, NY Jan 2007 - Jun 2007 < 1
Jpmorgan Chase Jefferson Valley, NY Apr 2006 - Nov 2006 < 1
Chase Investment Services Corp Yorktown Heights, NY Apr 2006 - Nov 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2006
S65 NASAA Investment Advisors Law Examination Jan 2001
S66 NASAA Uniform Combined State Law Examination Feb 2011
Contact Info for Michael J. Riolo
Phone Number: 727-567-5877
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    64,210
    MILLIONS
  • Total Number of Accounts
    224,839
    ACCOUNTS
  • Average Account Value
    $285,581
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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