Michael RioloCRD Number: 3011228
Current Firm: Raymond James Financial Services Advisors, Inc.
Michael Riolo (CRD# 3011228) is an Investment Advisor Representative working at Raymond James Financial Services Advisors, Inc. in Stamford, CT and has over 16 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Raymond James Financial Service,inc||Stanford, CT||Jun 2015 - Current||2|
|Raymond James Financial Services Advisors Inc.||Stamford, CT||Jun 2015 - Current||2|
|Cadaret, Grant & Company, Inc.||Scarsdale, NY||Jun 2014 - Mar 2015||< 1|
|Littman Krooks LLP||White Plains, NY||Jun 2012 - Jun 2014||2|
|Morgan Stanley Smith Barney||New York, NY||Nov 2010 - Jun 2012||1|
|Mccarthy Fingar LLP||White Plains, NY||Sep 2009 - Nov 2010||1|
|Keane & Beane, P.c.||White Plains, NY||Oct 2007 - May 2009||1|
|Mccarthy Fingar LLP||White Plains, NY||Jul 2007 - Aug 2007||< 1|
|Bedford Central School District||Mount Kisco, NY||Jan 2007 - Jun 2007||< 1|
|Jpmorgan Chase||Jefferson Valley, NY||Apr 2006 - Nov 2006||< 1|
|Chase Investment Services Corp||Yorktown Heights, NY||Apr 2006 - Nov 2006||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2006|
|S65||NASAA Investment Advisors Law Examination||Jan 2001|
|S66||NASAA Uniform Combined State Law Examination||Feb 2011|
Total Assets Under Management64,210MILLIONS
Total Number of Accounts224,839ACCOUNTS
Average Account Value$285,581
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops