Michael SimeoneCRD Number: 5354040
Current Firm: Ubs Financial Services Inc.
Michael Simeone (CRD# 5354040) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Stamford, CT and has over 5 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Ubs Financial Services Inc.||Stamford, CT||Jul 2014 - Current||2|
|Flying Fish Holdings||Old Lyme, CT||Jul 2012 - Jul 2014||2|
|Bank Of America, N.a.||Hartford, CT||Aug 2011 - Jul 2012||< 1|
|Tamarack Medical Systems||Cheshire, CT||Mar 2011 - Aug 2011||< 1|
|Dimension Trading Group, LLC||New York, NY||May 2010 - Mar 2011||< 1|
|Student||Bristol, RI||Aug 2007 - May 2010||2|
|Edward Jones Investments||Cheshire, CT||Jun 2007 - Aug 2007||< 1|
|Student||Bristol, RI||Sep 2006 - May 2007||< 1|
|Mln Usa||Middletown, CT||May 2002 - Aug 2006||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2011|
Total Assets Under Management358,253MILLIONS
Total Number of Accounts860,383ACCOUNTS
Average Account Value$416,388
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV