Richard ParryCRD Number: 1902176
Current Firm: Liberty Wealth Advisors, LLC
Richard Parry (CRD# 1902176) is an Investment Advisor Representative working at Liberty Wealth Advisors, LLC in Stamford, CT and has over 27 years of experience in the finance industry. Richard Parry has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Cetera Advisor Networks LLC||El Segundo, CA||Jan 2013 - Current||4|
|Liberty Wealth Advisors, LLC||Stamford, CT||Feb 2012 - Current||5|
|Financial Network Investment Corporation||El Segundo, CA||Nov 1988 - Dec 2012||24|
|American Planning Group, Inc.||Stamford, CT||Jan 1991 - Sep 2012||21|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1989|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management147MILLIONS
Total Number of Accounts501ACCOUNTS
Average Account Value$293,023
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CT, FL, NJ, NY