Ronald Lambert, financial advisor Stamford CT
96 score

Ronald Lambert

CRD Number: 1270558
Current Firm: Td Ameritrade, Inc.

Ronald Lambert (CRD# 1270558) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Stamford, CT and has over 32 years of experience in the finance industry. Ronald Lambert has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Td Ameritrade, Inc. Stamford, CT Mar 2012 - Current 4
Unemployed Rye Brook, NY Jul 2011 - Mar 2012 < 1
Hsbc Securities (usa) Inc. New York City, NY Jan 2005 - Jun 2011 6
Hsbc Brokerage (usa) Inc. New Rochelle, NY Jun 2000 - Jun 2011 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
S65 NASAA Investment Advisors Law Examination Dec 2007
Contact Info for Ronald A. Lambert
Phone Number: (800) 669-3900
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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