Ronald LambertCRD Number: 1270558
Current Firm: Td Ameritrade, Inc.
Ronald Lambert (CRD# 1270558) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Stamford, CT and has over 32 years of experience in the finance industry. Ronald Lambert has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Td Ameritrade, Inc.||Stamford, CT||Mar 2012 - Current||4|
|Unemployed||Rye Brook, NY||Jul 2011 - Mar 2012||< 1|
|Hsbc Securities (usa) Inc.||New York City, NY||Jan 2005 - Jun 2011||6|
|Hsbc Brokerage (usa) Inc.||New Rochelle, NY||Jun 2000 - Jun 2011||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1984|
|S65||NASAA Investment Advisors Law Examination||Dec 2007|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV