Slade YancyCRD Number: 5548345
Current Firm: Strategic Advisers, Inc.
Slade Yancy (CRD# 5548345) is an Investment Advisor Representative working at Strategic Advisers, Inc. in Stamford, CT and has over 8 years of experience in the finance industry.
Altium Wealth Management LLC
Karagosian Financial Services, Inc.
Ubs Financial Services Inc.
|Fidelity Brokerage Services LLC||Stamford, CT||Jan 2016 - Current||< 1|
|Bank Of America, N.a.||Stamford, CT||Jul 2011 - Dec 2015||4|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Stamford, CT||Apr 2011 - Dec 2015||4|
|Yancy Management Group||Woodbridge, CT||Apr 2010 - Apr 2011||1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||New Haven, CT||Jun 2008 - Apr 2010||1|
|Polo Ralph Lauren||Clinton, CT||Sep 2007 - Jun 2008||< 1|
|Unemployed||Woodbridge, CT||May 2007 - Sep 2007||< 1|
|Full Time Student||Carlisle, PA||Aug 1997 - May 2007||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2008|
Total Assets Under Management236,390MILLIONS
Total Number of Accounts619,100ACCOUNTS
Average Account Value$381,828
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV