Willard WolffCRD Number: 1919505
Current Firm: Searle & Company
Willard Wolff (CRD# 1919505) is an Investment Advisor Representative working at Searle & Company in Stamford, CT and has over 28 years of experience in the finance industry.
Altium Wealth Management LLC
American Portfolios Advisors, Inc.
Karagosian Financial Services, Inc.
|Searle & Co||Greenwich, CT||Feb 2014 - Current||4|
|Searle & Co||Greenwich, CT||Mar 2004 - Current||14|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 1989|
|S65||NASAA Investment Advisors Law Examination||May 2014|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management306MILLIONS
Total Number of Accounts134ACCOUNTS
Average Account Value$2,286,267
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CO, CT, FL, NJ, NY