Willard Wolff, financial advisor Stamford CT
73 score

Willard Wolff

CRD Number: 1919505
Current Firm: Searle & Company

Willard Wolff (CRD# 1919505) is an Investment Advisor Representative working at Searle & Company in Stamford, CT and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
Searle & Co Greenwich, CT Feb 2014 - Current 2
Searle & Co Greenwich, CT Mar 2004 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jun 1989
S65 NASAA Investment Advisors Law Examination May 2014
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Criminal Record
Get Details on the FINRA Advisor Check site
Contact Info for Willard T. Wolff
Phone Number: 203-869-4800
Firm Website: http://searleco.com
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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