Sean Jones, financial advisor Stanwood WA
83 score

Sean Jones

CRD Number: 5442184
Current Firm: Wells Fargo Advisors, LLC

Sean Jones (CRD# 5442184) is an Investment Advisor Representative working at Wells Fargo Advisors, LLC in Stanwood, WA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Wells Fargo Advisors LLC Mount Vernon, WA Jul 2011 - Current 5
Key Investment Services Mount Vernon, WA Apr 2010 - Jul 2011 1
Rbc Capital Markets Corporation Bellingham, WA Mar 2008 - Mar 2010 2
Rbc Dain Rauscher Bellingham, WA Oct 2007 - Mar 2008 < 1
Jerry Smith Inc. Anacortes, WA Sep 2006 - Aug 2007 < 1
Ptomm Inc. Dba Bellingham Hyundai Bellingham, WA Apr 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2008
S66 NASAA Uniform Combined State Law Examination Feb 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Sean M. Jones
Phone Number: 314-875-3000
Registered State(s):
  • TX
  • WA
By the Numbers
  • Total Assets Under Management
    372,113
    MILLIONS
  • Total Number of Accounts
    1,339,368
    ACCOUNTS
  • Average Account Value
    $277,827
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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