John BattagliaCRD Number: 1894227
Current Firm: Assetmark, Inc.
John Battaglia (CRD# 1894227) is an Investment Advisor Representative working at Assetmark, Inc. in State College, PA and has over 15 years of experience in the finance industry.
Courter Financial, LLC
J. W. Cole Advisors, Inc.
|Assetmark Brokerage, LLC||Concord, CA||Mar 2016 - Current||1|
|Assetmark, Inc.||Concord, CA||Sep 2015 - Current||2|
|Aris Corporation Of America||State College, PA||Jan 2015 - Current||2|
|Aris Corporation Of America||State College, PA||Mar 1999 - Dec 2014||15|
|Hazard & Siegel Inc.||Dewitt, NY||Mar 2008 - Dec 2009||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2002|
|S63||Uniform Securities State Law Examination||Apr 2016|
Total Assets Under Management20,055MILLIONS
Total Number of Accounts122,477ACCOUNTS
Average Account Value$163,746
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV