Susan Rumbaugh, financial advisor State College PA

Susan Rumbaugh

CRD Number: 3149340
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Susan Rumbaugh (CRD# 3149340) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in State College, PA and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America Na State College, PA Jun 2011 - Current 12
Merrill Lynch, Pierce, Fenner & Smith Incorporated State College, PA Nov 1998 - Current 25
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1999
S66 NASAA Uniform Combined State Law Examination Aug 2004
Contact Info for Susan B. Rumbaugh
Phone Number: 800-637-7455
Firm Website: https://www.merrill.com
Registered State(s):
  • NJ
  • PA
  • TX
By the Numbers
  • Total Assets Under Management
    1,271,594
    MILLIONS
  • Total Number of Accounts
    2,911,578
    ACCOUNTS
  • Average Account Value
    $436,737
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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