Roberta TondoCRD Number: 5966698
Current Firm: Ameriprise Financial Services, Inc.
Roberta Tondo (CRD# 5966698) is an Investment Advisor Representative working at Ameriprise Financial Services, Inc. in Statesville, NC and has over 2 years of experience in the finance industry.
3a Financial Group LLC
Aventus Investment Advisors, Inc.
Securities America Advisors, Inc.
|Ameriprise Financial Services, Inc.||Statesville, NC||Aug 2011 - Current||5|
|Unemployed (summer School)||Statesville, NC||May 2011 - Aug 2011||< 1|
|Wake Forest University (learning Assistance Center)||Winston-salem, NC||Aug 2008 - May 2011||2|
|Abercrombie And Fitch||Winston-salem, NC||Sep 2009 - Nov 2009||< 1|
|Full Time Education (wake Forest University)||Winston-salem, NC||Aug 2007 - Aug 2008||1|
|Full Time Education (middle And High School)||Statesville, NC||Jul 2002 - Aug 2007||5|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2014|
Total Assets Under Management178,060MILLIONS
Total Number of Accounts1,085,445ACCOUNTS
Average Account Value$164,044
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV