Steven Southworth (CRD# 1095610) is an Investment Advisor Representative working at Propolis Capital Management in Steamboat Springs, CO and has over 40 years of experience in the finance industry.
CRD# 3072512
State Farm Investment Management Corp.
CRD# 6383654
Lpl Financial LLC
CRD# 1163753
Deer Park Road Management Company, LP
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Propolis Capital Management, LLC | Steamboat Springs, CO | Jan 2000 - Current | 24 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1983 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2005 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CO
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Total Assets Under Management3MILLIONS
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Total Number of Accounts1ACCOUNTS
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Average Account Value$3,177,089
- A percentage of assets under your management
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
CO
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