Walter RothCRD Number: 5587761
Current Firm: Northwestern Mutual Investment Services,llc
Walter Roth (CRD# 5587761) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Stevens Point, WI and has over 7 years of experience in the finance industry.
Cetera Advisors LLC
Park Avenue Securities LLC
Ameriprise Financial Services, Inc.
|Northwestern Mutual Wealth Management Company||Milwaukee, WI||Jan 2016 - Current||< 1|
|Northwestern Mutual Investment Services, LLC||Stevens Point, WI||Nov 2009 - Current||7|
|Northwestern Mutual Life Insurance Company||Milwaukee, WI||Aug 2008 - Current||8|
|Northwestern Mutual Investment Services LLC||Stevens Point, WI||Aug 2013 - Mar 2016||2|
|Northwestern Mutual Investment Services, LLC||Marshfield, WI||May 2009 - Nov 2009||< 1|
|Northwestern Mutual Investment Services, LLC||Appleton, WI||Nov 2008 - May 2009||< 1|
|Unemployed||Stevens Point, WI||Jun 2008 - Jul 2008||< 1|
|University Of Wisconsin-stevens Point||Stevens Point, WI||Sep 2003 - May 2008||4|
|Chase Bank||Stevens Point, WI||Feb 2006 - Nov 2007||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jan 2009|
|S65||NASAA Investment Advisors Law Examination||Jun 2013|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Fixed fees (other than subscription fees)
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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