Daniel Valencia, financial advisor Stockton CA
78 score

Daniel Valencia

CRD Number: 6131807
Current Firm: Charles Schwab & Company, Inc.

Daniel Valencia (CRD# 6131807) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Stockton, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Charles Schwab Bank Stockton, CA May 2016 - Current < 1
Charles Schwab & Company, Inc. Stockton, CA May 2016 - Current < 1
Bank Of America, N.a. Modesto, CA Mar 2013 - May 2016 3
Merrill Lynch, Pierce, Fenner & Smith Incorporated Modesto, CA Oct 2012 - May 2016 3
International Monetary Systems Modesto, CA Feb 2008 - Oct 2012 4
Pmz Real Estate Modeso, CA Sep 2008 - May 2012 3
Hr Block Modesto, CA Dec 2011 - Apr 2012 < 1
Jc Williams Modesto, CA Dec 2007 - Dec 2008 1
Paramont Homes Modesto, CA Oct 2004 - Dec 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Daniel Valencia
Phone Number: 415-667-7000
Firm Website: https://www.schwab.com
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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