Daniel Valencia (CRD# 6131807) is an Investment Advisor Representative working at Charles Schwab & Company, Inc. in Stockton, CA and has over 4 years of experience in the finance industry.
CRD# 4782867
Luminary Financial Planning
Score
100
CRD# 5156625
Dynamic Wealth Strategies, LLC
Score
96
CRD# 2244499
Titan Capital Management, LLC
Score
96
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Charles Schwab Bank | Stockton, CA | May 2016 - Current | 1 |
| Charles Schwab & Company, Inc. | Stockton, CA | May 2016 - Current | 1 |
| Bank Of America, N.a. | Modesto, CA | Mar 2013 - May 2016 | 3 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Modesto, CA | Oct 2012 - May 2016 | 3 |
| International Monetary Systems | Modesto, CA | Feb 2008 - Oct 2012 | 4 |
| Pmz Real Estate | Modeso, CA | Sep 2008 - May 2012 | 3 |
| Hr Block | Modesto, CA | Dec 2011 - Apr 2012 | < 1 |
| Jc Williams | Modesto, CA | Dec 2007 - Dec 2008 | 1 |
| Paramont Homes | Modesto, CA | Oct 2004 - Dec 2007 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Feb 2013 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.
Reported Disclosure Event:- Financial Issue
- CA
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Total Assets Under Management0MILLIONS
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Total Number of Accounts0ACCOUNTS
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Average Account Value$0
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Selection of other advisers (including private fund managers)
- Other
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