Juliana LanierCRD Number: 4592997
Current Firm: Transamerica Financial Advisors, Inc.
Juliana Lanier (CRD# 4592997) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Stockton, CA and has over 14 years of experience in the finance industry.
Luminary Financial Planning
Dynamic Wealth Strategies, LLC
United Capital Financial Advisers
|Transamerica Financial Advisors, Inc.||Ripon, CA||Jun 2013 - Current||4|
|World Financial Group||Ripon, CA||May 2013 - Current||4|
|Realta||Tracy, CA||Apr 2005 - Current||12|
|Investment Advisors International||Modesto, CA||Jul 2009 - Jul 2011||2|
|World Group Securities Inc.||Modesto, CA||Jul 2009 - Jul 2011||2|
|World Financial Group||Modesto, CA||Jun 2009 - Jul 2011||2|
|Investment Advisors International||Modesto, CA||Feb 2007 - Oct 2007||< 1|
|Wfg||Modesto, CA||Mar 2006 - Oct 2007||1|
|World Group Securities||Modesto, CA||Mar 2006 - Oct 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management4,493MILLIONS
Total Number of Accounts33,842ACCOUNTS
Average Account Value$132,767
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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