Norman Dotch, financial advisor Stockton CA
77 score

Norman Dotch

CRD Number: 6150202
Current Firm: Eagle Strategies LLC

Norman Dotch (CRD# 6150202) is an Investment Advisor Representative working at Eagle Strategies LLC in Stockton, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Eagle Strategies LLC Stockton, CA Sep 2014 - Current 2
Nylife Securities LLC Stockton, CA Dec 2013 - Current 3
New York Life Insurance Company Stockton, CA Nov 2013 - Current 3
Unemployed Stockton, CA Aug 2013 - Nov 2013 < 1
Merrill Lynch, Pierce, Fenner & Smith Stockton, CA Dec 2012 - Aug 2013 < 1
Classico Junior LLC Stockton, CA Jul 2010 - Dec 2012 2
The Frs Company Foster City, CA Jul 2011 - Oct 2011 < 1
Ryder Systems Stockton, CA Oct 2009 - Jul 2010 < 1
Unemployed Stockton, CA Jun 2009 - Oct 2009 < 1
Ashland Chemicals Santa Ana, CA Jun 2008 - Jun 2009 1
Parmalat Manaqua, Nov 1998 - Jun 2008 9
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Sep 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Norman Dotch
Phone Number: (888) 695-3245
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    5,154
    MILLIONS
  • Total Number of Accounts
    29,837
    ACCOUNTS
  • Average Account Value
    $172,747
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
77

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