Matthew PhillipsCRD Number: 5522521
Current Firm: Stifel, Nicolaus & Company, Incorporated
Matthew Phillips (CRD# 5522521) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Storm Lake, IA and has over 8 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Northwestern Mutual Investment Services,llc
Hilltop Securities Independent Network Inc.
|Stifel, Nicolaus & Company, Incorporated||Storm Lake, IA||Oct 2009 - Current||7|
|Ubs Financial Services Inc.||Storm Lake, IA||Apr 2008 - Current||8|
|Hill-rouse Home Medical||Storm Lake, IA||Dec 2003 - Apr 2008||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Aug 2008|
Total Assets Under Management38,401MILLIONS
Total Number of Accounts115,441ACCOUNTS
Average Account Value$332,650
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV