Matthew Phillips, financial advisor Storm Lake IA
93 score

Matthew Phillips

CRD Number: 5522521
Current Firm: Stifel, Nicolaus & Company, Incorporated

Matthew Phillips (CRD# 5522521) is an Investment Advisor Representative working at Stifel, Nicolaus & Company, Incorporated in Storm Lake, IA and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Stifel, Nicolaus & Company, Incorporated Storm Lake, IA Oct 2009 - Current 7
Ubs Financial Services Inc. Storm Lake, IA Apr 2008 - Current 8
Hill-rouse Home Medical Storm Lake, IA Dec 2003 - Apr 2008 4
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Aug 2008
Contact Info for Matthew D. Phillips
Phone Number: 314-342-2000
Firm Website: http://www.stifel.com
Registered State(s):
  • IA
By the Numbers
  • Total Assets Under Management
    38,401
    MILLIONS
  • Total Number of Accounts
    115,441
    ACCOUNTS
  • Average Account Value
    $332,650
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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