Susan FitzpatrickCRD Number: 3092229
Current Firm: Securities America Advisors, Inc.
Susan Fitzpatrick (CRD# 3092229) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Storm Lake, IA and has over 18 years of experience in the finance industry.
Ameriprise Financial Services, Inc.
Northwestern Mutual Investment Services,llc
Hilltop Securities Independent Network Inc.
|Securities America Advsiors||Storm Lake, IA||Mar 2014 - Current||3|
|Securities America Inc.||Storm Lake, IA||Mar 2014 - Current||3|
|Cherry Corner Insurance Agency||Atlantic, IA||Jul 1977 - Current||39|
|Transamerica Financial Advisors, Inc.||Atlantic, IA||Jul 1998 - Mar 2014||15|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 1998|
Total Assets Under Management13,433MILLIONS
Total Number of Accounts92,356ACCOUNTS
Average Account Value$145,443
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV