Richard Hern, financial advisor Stoughton MA

Richard Hern

CRD Number: 4072121
Current Firm: Cambridge Investment Research Advisors, Inc.

Richard Hern (CRD# 4072121) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Stoughton, MA and has over 24 years of experience in the finance industry. Richard Hern has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research Inc. Fairfield, IA Jan 2015 - Current 9
Cambridge Investment Research Advisors Inc. Fairfield, IA Jan 2015 - Current 9
Viridian Energy Norwalk, CT Jul 2012 - Current 11
Foresters Buffalo, NY Feb 2010 - Current 14
Avalon Investment & Securities Group, Inc. Muscle Shoals, AL Aug 2012 - Dec 2014 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2000
S65 NASAA Investment Advisors Law Examination Apr 2011
Contact Info for Richard T. Hern
Phone Number: 641-472-5100
Registered State(s):
  • MA
  • TX
By the Numbers
  • Total Assets Under Management
    82,428
    MILLIONS
  • Total Number of Accounts
    461,370
    ACCOUNTS
  • Average Account Value
    $178,659
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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