David CaragliorCRD Number: 2512698
Current Firm: Ameriprise Financial Services, LLC
David Caraglior (CRD# 2512698) is an Investment Advisor Representative working at Ameriprise Financial Services, LLC in Stratford, CT and has over 12 years of experience in the finance industry. David Caraglior has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Springboard Asset Management LLC
Cetera Advisor Networks LLC
Lincoln Financial Advisors Corporation
|Ameriprise Financial Services Inc.||Stratford, CT||Oct 2017 - Current||5|
|Mml Investors Services, LLC||Shelton, CT||Mar 2017 - Oct 2017||< 1|
|Massachusetts Mutual Life Insurance Company||Springfield, MA||Jul 2016 - Oct 2017||1|
|Metlife Resources||Wallingford, CT||Jan 2006 - Oct 2017||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 2011|
Total Assets Under Management414,380MILLIONS
Total Number of Accounts1,953,584ACCOUNTS
Average Account Value$212,113
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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