Edward Banks, financial advisor Stratford CT

Edward Banks

CRD Number: 4786344
Current Firm: Securities America Advisors, Inc.

Edward Banks (CRD# 4786344) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Stratford, CT and has over 19 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America Advisors Stratford, CT Oct 2017 - Current 6
Securities America Inc. Stratford, CT Oct 2017 - Current 6
National Planning Corporation Santa Monica, CA Sep 2010 - Oct 2017 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2004
S65 NASAA Investment Advisors Law Examination Jul 2005
Contact Info for Edward C. Banks
Phone Number: 402-399-9111
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    38,164
    MILLIONS
  • Total Number of Accounts
    200,228
    ACCOUNTS
  • Average Account Value
    $190,602
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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