John AndersonCRD Number: 1043348
Current Firm: Wells Fargo Advisors Financial Network, LLC
John Anderson (CRD# 1043348) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Streator, IL and has over 34 years of experience in the finance industry.
Investment Centers Of America, Inc.
Armstrong & Associates, Inc.
Wealth Accumulation & Preservation, Inc.
|Wells Fargo Advisors Financial Network LLC||Streator, IL||May 2009 - Current||7|
|Anderson Investment Services, LLC||Streator, IL||Mar 2006 - Current||10|
|Wachovia Securities Financial Network, LLC||Streator, IL||Mar 2006 - May 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1982|
|S65||NASAA Investment Advisors Law Examination||Apr 2006|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management38,415MILLIONS
Total Number of Accounts131,465ACCOUNTS
Average Account Value$292,208
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV