Joel Lipton (CRD# 1040940) is an Investment Advisor Representative working at Lipton Capital Management in Stuart, FL and has over 41 years of experience in the finance industry.
CRD# 6980780
Fidelity Personal And Workplace Advisors
CRD# 1076829
Securities Research, Inc.
CRD# 2413681
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Lipton Capital Management | Stuart, FL | Jul 1992 - Current | 31 |
| Calton & Associates, Inc. | Hot Springs, AR | Jan 2014 - Nov 2015 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 1982 |
| S65 | NASAA Investment Advisors Law Examination | May 1992 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management6MILLIONS
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Total Number of Accounts14ACCOUNTS
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Average Account Value$399,335
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
FL
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