Jay Wallinger, financial advisor Stuart NE

Jay Wallinger

CRD Number: 2407056
Current Firm: Securities America Advisors, Inc.

Jay Wallinger (CRD# 2407056) is an Investment Advisor Representative working at Securities America Advisors, Inc. in Stuart, NE and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Securities America, Inc. Stuart, NE Jul 2019 - Current 4
Securities America Advisors Stuart, NE Jul 2019 - Current 4
Summit Brokerage Services, Inc. Stuart, NE Sep 2016 - Jul 2019 2
Summit Financial Group, Inc. Boca Raton, FL Sep 2016 - Jul 2019 2
Vsr Advisory Services Overland Park, KS Aug 2007 - Sep 2016 9
Vsr Financial Services, Inc. Overland Park, KS Sep 1993 - Sep 2016 23
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1993
S65 NASAA Investment Advisors Law Examination Aug 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Jay A. Wallinger
Phone Number: 402-399-9111
Registered State(s):
  • NE
  • TX
By the Numbers
  • Total Assets Under Management
    38,164
    MILLIONS
  • Total Number of Accounts
    200,228
    ACCOUNTS
  • Average Account Value
    $190,602
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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