Scott Kaup, financial advisor Stuart NE
86 score

Scott Kaup

CRD Number: 1002907
Current Firm: Summit Financial Group Inc.

Scott Kaup (CRD# 1002907) is an Investment Advisor Representative working at Summit Financial Group Inc. in Stuart, NE and has over 27 years of experience in the finance industry. Scott Kaup has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Summit Financial Group Inc. Boca Raton, FL Sep 2016 - Current 1
Summit Brokerage Services, Inc. Stuart, NE Sep 2016 - Current 1
Kaup's Insurance & Investments Stuart, NE Dec 1984 - Current 33
Vsr Advisory Services Overland Park, KS Aug 2007 - Sep 2016 9
Vsr Financial Services, Inc. Overland Park, KS Oct 1989 - Sep 2016 26
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1990
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Scott V. Kaup
Phone Number: 561-338-2600
Registered State(s):
  • NE
  • TX
By the Numbers
  • Total Assets Under Management
    3,800
    MILLIONS
  • Total Number of Accounts
    27,685
    ACCOUNTS
  • Average Account Value
    $137,241
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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