Curtis Smith, financial advisor Sugar Land TX
96 score

Curtis Smith

CRD Number: 1069852
Current Firm: Mercer Global Advisors Inc.

Curtis Smith (CRD# 1069852) is an Investment Advisor Representative working at Mercer Global Advisors Inc. in Sugar Land, TX and has over 5 years of experience in the finance industry. Curtis Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Mercer Global Advisors Inc. Houston, TX Aug 2015 - Current 1
Mercer Global Advisors Inc. Houston, CA Dec 2014 - Aug 2015 < 1
Gainer Donnelly Wealth Advisors Houston, TX Jul 2013 - Dec 2014 1
Usaa Financial Planning Services Houston, TX Feb 2011 - Jun 2013 2
Usaa Financial Advisors, Inc. Houston, TX Feb 2011 - Jun 2013 2
Interactive Capital Management Company Houston, TX Sep 1991 - Feb 2011 19
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2011
Contact Info for Curtis A. Smith
Phone Number: (800) 258-1559
Registered State(s):
  • TX
By the Numbers
  • Total Assets Under Management
    6,074
    MILLIONS
  • Total Number of Accounts
    18,595
    ACCOUNTS
  • Average Account Value
    $326,627
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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