Johnathan Finley (CRD# 5488076) is an Investment Advisor Representative working at Open Door Financial Advisors in Lubbock, TX and has over 16 years of experience in the finance industry. Johnathan Finley has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 3037337
State Farm Investment Management Corp.
CRD# 3181090
Lpl Financial LLC
CRD# 14422
Cetera Investment Advisers LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Origin Financial | San Francisco, CA | Jun 2022 - Current | 1 |
| Open Door Financial Advisors LLC | Lubbock, TX | Apr 2021 - Current | 3 |
| Unemployed | Rosenberg, TX | Jan 2019 - Apr 2021 | 2 |
| Mercer Global Advisors, Inc. | Houston, TX | May 2017 - Jan 2019 | 1 |
| Kanaly Trust | Houston, TX | Mar 2016 - Apr 2017 | 1 |
| Wj Interests, LLC | Sugar Land, TX | May 2007 - Mar 2016 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S65 | NASAA Investment Advisors Law Examination | Apr 2008 |
- TX
-
Total Assets Under Management5MILLIONS
-
Total Number of Accounts38ACCOUNTS
-
Average Account Value$125,045
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
TX
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