Richard Baker, financial advisor Suisun City CA
93 score

Richard Baker

CRD Number: 1852772
Current Firm: Primerica Advisors

Richard Baker (CRD# 1852772) is an Investment Advisor Representative working at Primerica Advisors in Suisun City, CA and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Primerica Financial Services Suisun City, CA Feb 1991 - Current 25
A.l. Williams Suisun City, CA Feb 1991 - Current 25
Pfs Investments Inc. Suisun City, CA Jun 1988 - Current 28
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1988
S65 NASAA Investment Advisors Law Examination Apr 2011
Contact Info for Richard J. Baker
Phone Number: 800-544-5445
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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