Laura DawsonCRD Number: 4510307
Current Firm: Berthel Fisher & Company Financial Services, Inc.
Laura Dawson (CRD# 4510307) is an Investment Advisor Representative working at Berthel Fisher & Company Financial Services, Inc. in Sulphur Springs, TX and has over 15 years of experience in the finance industry. Laura Dawson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prospera Financial Services, Inc.
|Berthel Fisher & Company Financial Services Inc.||Sulphur Springs, TX||Sep 2007 - Current||10|
|Dawson Financial||Sulphur Springs, TX||Sep 2006 - Jun 2009||2|
|Rj O'brien||Sulphur Srpings, TX||Jan 2006 - Jun 2009||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2002|
|S66||NASAA Uniform Combined State Law Examination||Jan 2008|
Total Assets Under Management586MILLIONS
Total Number of Accounts5,035ACCOUNTS
Average Account Value$116,363
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV