Carolyn SimonCRD Number: 1747283
Current Firm: J.p. Morgan Securities LLC
Carolyn Simon (CRD# 1747283) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Summit, NJ and has over 31 years of experience in the finance industry.
Legacy Care Wealth, LLC
Financial Life Focus, LLC
|Jpmorgan Chase Bank Na||Summit, NJ||Mar 2021 - Current||2|
|Jpmorgan Securities LLC||Summit, NJ||Mar 2021 - Current||2|
|Wells Fargo Clearing Services||Summit, NJ||Jun 2018 - Mar 2021||2|
|Wells Fargo Bank||Summit, NJ||Jun 2018 - Mar 2021||2|
|Unemployed||Livingston, NJ||Dec 2017 - May 2018||< 1|
|Regent Atlantic||Morristown, NJ||Sep 2016 - Nov 2017||1|
|Mbsc Securities Corporation||Madison, NJ||Sep 2014 - Sep 2016||2|
|Bny Mellon||Madison, NJ||Sep 2014 - Sep 2016||2|
|Pnc Investments||Millburn, NJ||Oct 2012 - Aug 2014||1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1992|
|S66||NASAA Uniform Combined State Law Examination||Jan 2019|
Total Assets Under Management212,929MILLIONS
Total Number of Accounts982,795ACCOUNTS
Average Account Value$216,656
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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