Richard Rosen, financial advisor Summit NJ
96 score

Richard Rosen

CRD Number: 1295265
Current Firm: Satucket Capital Management, LLC

Richard Rosen (CRD# 1295265) is an Investment Advisor Representative working at Satucket Capital Management, LLC in Summit, NJ and has over 25 years of experience in the finance industry.

Similar Advisors
Danna Jacobs, financial advisor Summit NJ
Danna Jacobs
CRD# 5366446
Legacy Care Wealth, LLC
Similar Advisors
John Bartlett, financial advisor Summit NJ
John J. Bartlett
CRD# 5973991
Cfs Investment Advisory Services LLC
Similar Advisors
Gary Matthews, financial advisor Summit NJ
Gary R. Matthews
CRD# 4276969
Sri Investing
Professional Designations
Company Name Location Dates Years
Satucket Capital Management, LLC Summit, NJ Feb 2016 - Current 2
Td Private Client Wealth LLC Basking Ridge, NJ Dec 2013 - Feb 2016 2
Td Bank, N.a. Basking Ridge, NJ Nov 2013 - Feb 2016 2
Satucket Capital Management, LLC Summit, NJ Oct 2011 - Nov 2013 2
Advent Capital Management New York, NY Sep 2009 - Oct 2011 2
Unemployed Summit, NJ Jul 2009 - Aug 2009 < 1
New York Life Investment Management LLC Parsippany, NJ Sep 2004 - Jul 2009 4
Mackay Shields New York, NY Jan 1999 - Jun 2009 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2014
S65 NASAA Investment Advisors Law Examination Dec 1992
Contact Info for Richard A. Rosen
Phone Number: (908) 334-3834
Registered State(s):
  • NJ
Current Firm Details
Satucket Capital Management, LLC
Firm's CRD Number: 282848
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States


Ready to hire a financial advisor? Get competitive proposals from multiple advisors.
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.