Richard Rosen, financial advisor Summit NJ
96 score

Richard Rosen

CRD Number: 1295265
Current Firm: Satucket Capital Management, LLC

Richard Rosen (CRD# 1295265) is an Investment Advisor Representative working at Satucket Capital Management, LLC in Summit, NJ and has over 23 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Satucket Capital Management, LLC Summit, NJ Feb 2016 - Current < 1
Td Private Client Wealth LLC Basking Ridge, NJ Dec 2013 - Feb 2016 2
Td Bank, N.a. Basking Ridge, NJ Nov 2013 - Feb 2016 2
Satucket Capital Management, LLC Summit, NJ Oct 2011 - Nov 2013 2
Advent Capital Management New York, NY Sep 2009 - Oct 2011 2
Unemployed Summit, NJ Jul 2009 - Aug 2009 < 1
New York Life Investment Management LLC Parsippany, NJ Sep 2004 - Jul 2009 4
Mackay Shields New York, NY Jan 1999 - Jun 2009 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2014
S65 NASAA Investment Advisors Law Examination Dec 1992
Contact Info for Richard A. Rosen
Phone Number: (908) 334-3834
Registered State(s):
  • NJ
Current Firm Details
Satucket Capital Management, LLC
Firm's CRD Number: 282848
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

NJ

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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